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Newton v. Rockingham County Schools
The Constitution in the Classroom


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IN THE UNITED STATES DISTRICT COURT

FOR THE WESTERN DISTRICT OF VIRGINIA

Harrisonburg Division

 

 

JEFFRY NEWTON, AMERICAN

LIBRARY ASSOCIATION, AMERICAN

BOOKSELLERS FOUNDATION FOR

FREE EXPRESSION, AMERICAN

SOCIETY OF JOURNALISTS AND

AUTHORS, ASSOCIATION OF

AMERICAN PUBLISHERS, INC.,                               Civil No. 5:00CV0000 3

NATIONAL ASSOCIATION OF

COLLEGE STORES, JOSHUA DOVE, by

his next friend and mother, Kathy Hensley,

ERIN JOHNSON, by her next friend and

father, Bruce Johnson, and CHRIS

DALRYMPLE, by his next friend and

mother, Mary Dalrymple, and CECILIA

HENEBERRY,

                                       Plaintiffs,

 

v.

 

C. JAMES SLYE in his official capacity as

Principal, Spotswood High School, JOHN H.

KIDD in his official capacity as

Superintendent, Rockingham County

Schools, ROCKINGHAM COUNTY

SCHOOL BOARD,

                                       Defendants.

 

 

COMPLAINT

 

PRELIMINARY STATEMENT AND JURISDICTION

 

            1.      Jeffry Newton, a high school English teacher, posted two pamphlets on the outside of his classroom door.  The pamphlets, published annually by plaintiffs American Library Association, American Booksellers Foundation for Free Expression, Association of American Publishers, Inc., American Society of Journalists and Authors, and National Associations of College Stores (the "Associations")[1] in observance of Banned Books Week, lists books that have been banned or challenged during the previous year.  Mr. Newton's principal directed him to remove the pamphlets, under threat of termination.  This suit seeks a judicial determination that defendants' actions violated the rights of Mr. Newton, the Spotswood High School students, and the Associations under the First Amendment to the United States Constitution and Article I, § 12 of the Virginia Constitution, and a preliminary and permanent injunction requiring defendants to allow Mr. Newton to post the pamphlets.

            2.      Count I of this action arises under the Constitution of the United States and 42 U.S. C. § 1983.  This Court has jurisdiction pursuant to Article III of the United States Constitution, 28 U. S. C. § § 1331, and 42 U. S. C. § 1983.  Declaratory relief is authorized by 28 U.S.C. §§ 2201 and 2202.

            3.      This Court has supplemental jurisdiction over the state constitutional claim in Count II pursuant to 28 U.S. C. § 1367 (a).

            4.      Venue is proper in the Western District of Virginia pursuant to 28 U.S.C. § 1391 (b).

PARTIES

            5.      Plaintiff Jeffry Newton is an English teacher at Spotswood High School in Rockingham County, Virginia.  He currently teaches ninth and twelfth grade English classes.  Mr. Newton has been employed at Spotswood High School for nearly 9 years, and taught for six years prior to coming to Spotswood.  He is active in professional organizations, and was voted Virginia's Secondary Reading Teacher of the Year in 1997.

            6.      Plaintiff American Library Association (ALA), founded in 1876, is a non-profit, educational organization committed to the preservation of the American library as a resource indispensable to the intellectual, cultural and educational welfare of the nation. ALA's direct membership includes over 3000 libraries, and almost 57,000 librarians and other individuals.  It is one of the sponsors, authors and publishers of the Banned Books Week pamphlets at issue here.

            7.      Plaintiff American Booksellers Foundation for Free Expression (ABFFE) was organized as a not-for-profit organization by the American Booksellers Association in 1990 to inform and educate booksellers, other members of the book industry, and the public about the dangers of censorship and to promote and protect the free expression of ideas, particularly freedom in the choice of reading materials. ABFFE is one of the sponsors, authors and publishers of the Banned Books Week pamphlets at issue here.

            8.      Plaintiff Association of American Publishers, Inc. (AAP) is the national association in the United States of publishers of general books, textbooks, and educational materials.  Its approximately 250 members include most of the major commercial book publishers in the United States and many smaller or non-profit publishers, including university presses and scholarly associations.  AAP's members publish a substantial portion of the general educational, and religious books produced in the United States and are active in all facets of the electronic medium, including publishing a wide range of electronic products and services.  AAP is incorporated in New York, and has its principal places of business in New York City and the District of Columbia. AAP is one of the sponsors, authors and publishers of the Banned Books Week pamphlets at issue here.

            9.      Plaintiff American Society of Journalists and Authors (ASJA) is an organization of independent nonfiction writers, with more than 1,000 members, and seeks to protect its members' First Amendment fights by advocating against censorship.  The ASJA is one of the sponsors, authors and publishers of the Banned Books Week pamphlets at issue here.

            10.    Plaintiff National Association of College Stores (NACS) is a nonprofit trade association serving college and university bookstores in the United States, Canada, and 15 other countries.  NACS seeks to provide education, information, research, and products and services to support the business and service objectives of college stores to help them compete effectively in a changing marketplace, and to serve as the national voice for the college store industry.  These objectives include preserving its members' right to distribute books and other materials free from government censorship. NACS is one of the sponsors, authors and publishers of the Banned Books Week pamphlets at issue here.

            11.    Plaintiff Erin Johnson is a tenth grade student at Spotswood High School.  She is not currently in any of Mr. Newton's classes.  She sues by her next friend and parent, Bruce Johnson.

            12.    Plaintiffs Joshua Dove, Chris Dalrymple, and Cecilia Heneberry are twelfth grade students at Spotswood High School who are in an advanced placement English class taught by Mr. Newton.  Plaintiffs Joshua Dove and Chris Dalrymple sue by their next friends and parents, Kathy Hensley and Mary Dalrymple, respectively.  Plaintiff Cecilia Heneberry, who is eighteen years old, sues on her own behalf (Plaintiffs Johnson, Dove, Dalrymple, and Heneberry are referred to collectively herein as the "student plaintiffs.")

            13.    Defendant C. James Slye is the principal of Spotswood High School and Mr. Newton's immediate supervisor. Defendant Slye is sued in his official capacity.

            14.    Defendant John H. Kidd is the Superintendent of the Rockingham County Schools.  The Superintendent is responsible for promulgating and effectuating policies governing the day-to-day running of the schools.  Defendant Kidd is sued in his official capacity.

            15.    Defendant Rockingham County School Board is the public body which supervises and has ultimate decision-making authority over the public schools of Rockingham County, Virginia.

FACTUAL ALLEGATIONS

            16.    For as long as he has worked at Spotswood High School, Jeffry Newton has posted various materials on the outside of the door to his classroom.  These items have included cartoons, brochures, articles, and other items of interest and value to high school students.  For example, in the fall of 1999, Mr. Newton posted articles about Virginia's Standards of Learning, the role of education issues in the November elections, the theory of evolution, the recent controversy about an exhibit at the Brooklyn Museum, and the controversy over the "Harry Potter" children's books.  In posting these items, Mr. Newton hopes and intends to educate, inform, entertain and provide "food for thought" for his own students as well as other students passing by the door.

            17.    For the past five years, Mr. Newton has ordered reprints of the banned books pamphlets published annually by the Associations in observance of Banned Books Week, which takes place in September of each year.  The annual pamphlet consists of a front cover, a brief description of the problem of censorship in public schools, a list of books challenged or banned during the past year, and a back cover, which includes an order form for T-shirts, posters, and similar items.  The pamphlet does not, however, contain an order form for any of the listed books. The list of books includes the author and title of each book the place at which the book was challenged or banned, and a brief description of the reasons for the challenge or prohibition of the book. The purpose of the pamphlets is to promote awareness about censorship.  The 1997-98 version of the pamphlet (attached hereto and incorporated herein as Exhibit 1) has the slogan "Read a Banned Book" printed on the cover, and the 1998-99 version (attached hereto and incorporated herein as Exhibit 2) has the slogan "Free People Read Freely."

            18.    Among the challenged or banned books listed in the 1997-98 pamphlet are Tom Clancy, The Hunt for Red October; Arthur Miller, Death of a Salesman; Toni Morrison, Beloved; John Steinbeck, Of Mice and Men; Mark Twain, The Adventures of Tom Sawyer; and Richard Wright, Black Boy.

            19.    Each year, Mr. Newton hangs the new banned books pamphlet on his door with the other items posted there.  He does so because he feels the message about censorship contained in the pamphlets is important for all students and teachers, not just those in his own classroom.

            20.    On August 12, 1998, Mr. Newton ordered 50 reprints of the 1997-98 banned books list from the ALA.  As he had in years past, he purchased the pamphlets using a Rockingham County School Board purchase order, which was reviewed and signed by defendant C. James Slye.  The pamphlets arrived in the fall of 1998, and Mr. Newton posted one of the pamphlets on the outside of his classroom door.

            21.    On September 13, 1999, after the pamphlet had been displayed for about a year, Mr. Newton received an e-mail that stated as follows:  "Mr. Newton, I went by your classroom [sic] last week and saw a pamphlet on your door titled 'Read A Banned Book'.  Could you explain why you had that on your door?  Thank-you for your time, Mary Jane Michael."

            22.    On September 14, 1999, Mr. Newton wrote an e-mail in response to Ms. Michael in which he explained the purpose of the annual banned books list, provided the ALA mailing address and website address, and offered to send Ms. Michael a copy of the list posted on the door or the 1998-99 list, which he would be ordering soon.  Before sending the e-mail, Mr. Newton showed a draft of it to the principal, C. James Slye, who agreed that it was an appropriate response.

            23.    On September 15, 1999, Ms. Michael responded by e-mail:  "Thank you for your response. Please send me the latest list of banned books. It would be very helpful to me."  Mr. Newton responded on the same day, "I'll be happy to, Mary Jane. I haven't yet ordered them, so it will be about a month before we get the 1998-99 pamphlet.  Thanks."  Ms. Michael responded on September 16, 1999:  "Thank-you so much!  Just curious. . . why would you want a child to read a book that contains objectionable material?"  Mr. Newton took several days to draft a reply ,to this e-mail.

            24.    On or about September 15, 1999, Mr. Newton ordered 50 reprints of the 1998-99 banned books pamphlet, this time using his personal credit card over the telephone.

            25.    Upon information and belief, Ms. Michael contacted school board chair Dan Breeden to complain about the banned books list. Mr. Breeden came to Spotswood High School after school hours on September 15, 1999, and had a school employee make a copy of the banned books pamphlet hanging on Mr. Newton's door.  Upon information and belief, Mr. Breeden then contacted superintendent John Kidd, who, in turn, contacted principal C. James Slye.  On September 20, 1999, Mr. Newton received a note in his school mailbox, asking him to see Mr. Slye about the "banned books opportunity."

            26.    After receiving the note from Mr. Slye, Mr. Newton sent an e-mail to Ms. Michael in which he attempted to clarify his position regarding the banned books list.  He stated that he had helped to write, and fully supported, the Rockingham County Public Schools policy statement providing, "No child shall be forced to read a book she finds objectionable."  Mr. Newton's e-mail concluded, "Thankfully, here in Rockingham County, we have a literature program that respects the rights of all parents, i.e. those who do find these books objectionable can rest assured their children will never be required to read them, while those who see instead their literary value can be assured their children will have access to them.  That is the First Amendment principle that the Center on Intellectual Freedom, the American Library Association, and the Center for the Book of the Library of Congress seek to sustain through their annual publication of the 'Banned Books List."'  The entire correspondence between Mr. Newton and Ms. Michael is attached hereto as Exhibit 3 and incorporated herein by reference.

            27.    At some point prior to September 29, 1999, Mr. Newton received the 1998-99 banned books pamphlets that he had ordered, and posted one of them on his classroom door.

            28. On September 22, 1999, Mr. Newton met briefly with Mr. Slye.  Mr. Slye said that one of the titles on the 1997-98 banned books list, The Joy of Gay Sex, was unacceptable, but he did not say what Mr. Newton should do about it.

            29.    On September 29, 1999 Mr. Slye called Mr. Newton into his office for a meeting.  Mr. Slye said that he had been "hammered" about the pamphlet, and directed Mr. Newton to remove it from his door.  He gave Mr. Newton two days to decide what to do.

            30.    That evening, Mr. Newton sent an e-mail to Mr. Slye, asking him to put in writing what he must do, and the consequences for not doing it.

            31.    On September 30, 1999, Mr. Slye hand-delivered a letter to Mr. Newton which stated, among other things,

The reason I feel so strongly about this is because of several titles included in the pamphlet such as:

 

Understanding Sexual Identity: A Book for Gay Teens & Their Friends

Women on Top; How Real Life Has Changed Women's Fantasies

The Joy of Gay Sex

 

The letter concluded:

As a result of our conference, I direct you to remove the Banned Books pamphlets, which includes the new one for 1998-1999.  They are not to be posted again.

 

This directive is to be followed immediately upon receipt or I will have no alternative but to report you to the Superintendent for failure to follow a directive from the principal.

 

The letter is attached hereto as Exhibit 4 and incorporated herein by reference.

32.    Mr. Newton reasonably interpreted the letter from Mr. Slye to mean that his employment would be terminated if he did not remove the banned books pamphlets from the classroom door. Mr. Newton therefore removed the pamphlets.

33.    The Rockingham County Public Schools policy on Controversial, Sensitive, and Challenged Materials provides, in part:

A.     Procedure - A person who questions the use of any specific instructional material in a school should be given an explanation of the following procedure for challenged materials.

 

1.      The complainant should be invited to have a conference with principal and the professional person on the staff responsible for the use of the challenged material to see if the matter can be resolved to the satisfaction of all parties.

 

The policy goes on to articulate further procedures and levels of review if the matter cannot be resolved by the conference with the principal.  The final level of review is the School Board, which is to "make the final decision by instructing the principal to retain, modify, or withdraw the challenged materials."  See Exhibit 5, attached hereto and incorporated herein by reference.

            34.    During his discussions with Mr. Slye on this matter, Mr. Newton requested that the procedures set forth in the Controversial, Sensitive, and Challenged Materials policy be followed.  Mr. Slye refused to follow these procedures, giving as his reason that the banned books pamphlets were not "instructional material" pursuant to the policy.  Defendants Slye and Kidd also told at least one member of the press that the procedures were not followed because the pamphlets were not instructional material.

            35.    At the September 29, 1999 meeting and thereafter, Mr. Slye told Mr. Newton that, although he would not be permitted to post the banned books pamphlets on his door, he could use the pamphlets in class for the purpose of classroom instruction.

            36.    Until Mr. Newton was directed to take down the banned books pamphlets, it had 'been the policy and/or practice of defendants to allow teachers to post things on the doors of their classroom.  Other than the banned books pamphlets, Mr. Newton has never been directed to remove anything from his classroom door, although he has posted material there for as long as he has worked at Spotswood High School.  Plaintiff knows of no other instance in which a teacher in the Rockingham County School System has been directed to remove any materials from his or her classroom door.

            37.    The issue of censorship in public schools and libraries is a matter of public concern.

            38.    During the five years that Mr. Newton has posted the banned books pamphlets on his classroom door, the pamphlets have never caused any disruption to operation of the school or the educational process.  To the best of plaintiffs' knowledge, the banned books pamphlets have never caused any student to procure or read a book against the wishes of his or her parents.  No parent had ever complained about the pamphlets until Ms. Michael's e-mails to Mr. Newton in September.  Nearly all the students at Spotswood High School are between the ages of fourteen and eighteen.

            39.    At least 23 letters and e-mail messages in support of Mr. Newton's right to post the banned books pamphlets were sent to defendant C. James Slye and/or the other defendants.  The authors of these letters included parents of students at Spotswood High School and other schools in Rockingham County, Spotswood High School teachers, university professors, and a representative of the National Council of Teachers of English.

            40.    The American Civil Liberties Union of Virginia (ACLU of Virginia) sent a letter to the Rockingham County School Board on October 28, 1999 asking for an investigation of the removal of the pamphlets.  The ACLU of Virginia did not receive a response to this letter.

            41.    A group of professors at James Madison University (JMU) drafted a petition in support of the posting of the banned books pamphlets, which was read aloud at the October 14, 1999 School Board meeting by Professor Teresa Murden. Professor Murden stated that the petition was still being circulated for signatures and would be presented to the School Board at a future meeting.  Another JMU professor attended the November 11, 1999 school board meeting, but were denied the opportunity to comment or ask questions regarding the removal of the banned books pamphlets.

            42.    On November 30, 1999, the ACLU of Virginia, on behalf of Mr. Newton, sent a letter to all the defendants, stating that the directive ordering Mr. Newton to remove the banned books pamphlets violated his rights and the rights of Spotswood High School students under the First Amendment to the United States Constitution.  The letter requested that the defendants immediately allow Mr. Newton to post the banned books pamphlets, or, in the alternative, that the defendants follow the procedures set forth in the Controversial, Sensitive, and Challenged Materials policy.  The letter further requested the defendants to respond by December 15, 1999.

            43.    On December 16, 1999, in response to a request from defendants' attorney, the ACLU of Virginia sent a letter stating the facts and legal basis for this case.  The letter requested that the principals of all Rockingham County schools be directed to preserve the state of all classroom doors as they were on September 30, 1999.  The letter also reiterated Mr. Newton's desire to avoid litigation by following the Controversial, Sensitive, and Challenged Materials Policy, and requested a written explanation for why this had not been done.  To date, the ACLU of Virginia has not received a response to this letter.

CLAIMS FOR RELIEF

             COUNT 1

            44.    Defendants' actions in requiring Mr. Newton to remove the banned books pamphlets from his classroom door violated Mr. Newton's and the Associations' freedom of speech under the First Amendment to the United States Constitution as applied to the states by the Fourteenth Amendment to the United States Constitution.

            45.    Defendants' actions in requiring Mr. Newton to remove the banned books pamphlets from his classroom door violated the student plaintiffs' right to receive information and ideas under the First Amendment to the United States Constitution as applied to the states by the Fourteenth Amendment to the United States Constitution.

COUNT II

            46.    Defendants' actions in requiring Mr. Newton to remove the banned books pamphlets from his classroom door violated Mr. Newton's and the Associations' freedom of speech under Article I, § 12 of the Virginia Constitution.

            47.    Defendants' actions in requiring Mr. Newton to remove the banned books pamphlets from his classroom door violated the student plaintiffs' right to receive information and ideas under Article I, § 12 of the Virginia Constitution.

PRAYER FOR RELIEF

Plaintiffs respectfully request that this Court grant the following relief:

            A.     A declaratory judgment finding that defendants' actions in requiring Mr. Newton to remove the banned books pamphlets from his classroom door violated the First Amendment of the United States Constitution and Article I, § 12 of the Virginia Constitution;

            B.      A preliminary and permanent injunction requiring defendants to allow Mr. Newton to post the banned books pamphlets on his classroom door and restraining them from any further interference with his First Amendment right to post material on the door;

            C.     Plaintiffs costs and attorney's fees, pursuant to 42 U.S.C. § 1988; and

            D.     Such other orders and further relief as this Court deems just and equitable.

Dated:  January 12, 2000

 

Respectfully Submitted,

 

REBECCA K. GLENBERG

Virginia State Bar No. 44099

American Civil Liberties Union of Virginia

         Foundation, Inc.

6 North 6th Street, Suite 400

Richmond, Virginia 23219

(804) 644-8080

 

MICHAEL A. BAMBERGER

Sonnenschein Nath & Rosenthal

1221 Avenue of the Americas

New York, New York 10020‑1089

(212) 768-6756

 

Attorneys for Plaintiffs

 



[1] One additional sponsor of the pamphlet, the American Booksellers Association, is not a plaintiff herein.